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Disclosures

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Client Notices and agreements

Relationship Disclosure

Conflict of interest statement

Fee Schedule

EFT Policy

Client Agreement

Relationship Disclosure

Keeping you informed

Institutional Trade Matching Statement

Business Continuity Plan

CIPF Disclosure Brochure

How IIROC Protects Investors

Handling Complaints

Complaint Handling Policy

IIROC Guide – making a complaint; A guide for investors Part 1 of 2

IIROC Guide – How do I get My Money Back: A Guide for Investors Part 2 of 2

Ombudsman Brochure

Memberships

IIROC

CIPF

IIAC